“和一颗恒星一起生活”:NASA的太阳计划引发争论英文原文
著:Andrew Lawler 译:
Shea


    太阳科学家正争先恐后地在NASA的新计划“和一颗恒星一起生活”(Living With a Star)上盖章,这一耗资数十亿美元用来研究太阳的计划在国会却遇到了障碍。

    古代天文学家认为太阳是天空中最重要的天体。然而在当代,太阳天文学却生活在从天上壮丽的星云到火星表面“运河”的生动图像的阴影之中。NASA最早整合资金来源以研究太阳及其对太阳系的影响,但它仅仅动用每年20亿美元空间科学预算中的10%来从事这项研究。

    然而,今年被认为是太阳物理学时来运转的一年。2月,总统请求了一笔2000万美元的拨款给一个为期12年总耗资10亿美元的计划,它被称之为“和一颗恒星一起生活”,以此发射一系列的人造卫星来研究太阳以及其喷出的粒子流。这些数据预期会给研究者们有关太阳内部活动的有价值的信息和一扇空间天气的观测窗口,而空间天气情况对于地球的气候和通信都有着意义深远的影响。这个计划似乎已是万事俱备,包括空间科学家、NASA的局长丹·古德林(Dan Goldin)、白宫以及有影响的参议员的支持。

    但是取代太阳科学家步入一个新时期的美好图景的是,这一计划已陷入了论战,其中也包括一场官僚政治的激烈竞争,争论集中在研究的目的和质疑用一个有利可图的合同来管理这个计划是否合适。这件事告诉我们,在资产瞬间会变成债务的华盛顿政治的堑壕中,研究者是怎样为了管理和执行一个大型的科研计划而与其他人竞争的。NASA的官员们则深信,这个计划会得以幸存,但是杂乱无章的政治已经扰乱并且困惑着这个计划的支持者。马里兰州NASA戈达德(Goddard)太空飞行中心日-地计划的首席科学家阿瑟·坡兰(Arthur Poland)说:“我认为这就好像我正在买芭蕾舞的票,可最终我却看了一场摔跤比赛。”

太阳哨兵
目标:太阳表面,太阳风,日震
耗资:6亿美元
探测器数量:5
发射日期:2008-09

    坡兰和其他的研究人员提议的是一个环绕地球和太阳的人造卫星网络,它能够监视太阳的可变性、太阳风、以及太阳对地球磁场和电离层的影响。第一期任务,带有四台主要仪器用来研究太阳动力学,将在2006年发射。过两年,在发射完近距离环绕太阳以研究其周期的空间探测器之后,NASA开始发射几个探测器来侦测太阳是怎样影响地球磁场和大气的。国家科学基金会的项目主管李查德·贝肯(Richard Behnke)说:“这会给科学家提供极好的数据和机会来研究宇宙空间中的‘天气情况’。”按照戈达德计划主管吉尔伯特·克伦(Gilberto Colon)的说法,这一计划将在未来5年内耗资5亿美元,整个计划将耗资10至5亿美元。

    这样一个网络的构想可以追溯到80年代中。但那时其它的计划却具有更广泛的大众吸引力,就好像哈勃太空望远镜和火星探路者,它们屡次把这一计划排挤出优先发展的名单。“这是一个研究摆动图表的领域,”科罗拉多的空间物理学家丹·贝克(Dan Baker)说,“把我们的工作引入可视化的方式非常困难。”毕业生被引向了更令人兴奋的领域,留下了一条由于退休人员突然增多而形成的年龄断层。另外,由于这一领域跨学科的特性,阻碍了大众为此而进行有成效的游说活动。因此,随着其它领域空间探索的兴盛,贝克惋惜道:“我们正面临着出局。”

    然而当欧洲1995发射的太阳及日球层天文台(Solar and Heliospheric Observatory ,SOHO)开始发送回出色的图像时,事情彻底改变了。研究人员希望利用这些照片所获的赞赏,把对太阳活动峰年的研究列入2002年的预恪5牵琋ASA把这一点做得更好。去年8月,NASA日-地计划的主管乔治·委斯伯(George Withbroe)进行了一次演示,这次演示非常得成功使古德林决定把“和一颗恒星一起生活”计划列入今年的预算要求,而且白宫也对此表示满意。

太阳动力学实验室
目标:太阳内部,太阳大气动力学
耗资:3亿美元
探测器数量:1
发射日期:2006

本地优势

    在1月被通知了有关新计划的情况之后,马里兰的政客都很热情。得到白宫的默许之后,在2月7日克林顿总统公布预算案前,民主党参议员芭芭拉·密库斯基(Barbara Mikulski)和保尔·萨巴斯(Paul Sarbanes)宣布了这一结果(计划列入了预算)。密库斯基说:“这意味着就业机会。”9天后,戈达德的主管公布了一条申明,把管理这一计划的唯一供货合同给予马里兰州的约翰霍普金斯应用物理实验室(the Johns Hopkins Applied Physics Laboratory ,APL)。按照申明,合同为期12年价值6亿美元。

    这一申明使许多太阳科学家感到震惊。戈达德的科学家感到惊讶,怀疑这一申明是否发出了削弱其它中心作用的信号。工业界的官员抱怨他们被排除在对合同的竞争之外。共和党对一个政府主要计划在推行过程中缺乏竞争而感到不满。这一申明甚至使白宫也感到恐慌,白宫正在寻找对此事的解释。

辐射区绘图者
目标:辐射区的起源和动力学
耗资:1.5亿美元
探测器数量:2-6
发射日期:2008

    NASA日-地计划顾问小组组长、加州航空航天公司的物理学家爱德沃·克里斯丁森(Andrew Christensen)说:“这太糟了。”他说,这个决定“不幸的使计划被政治化了”。如果APL获得对计划的控制权,美国天文学会太阳物理部的主管、海军研究实验室的研究员朱蒂斯·卡潘(Judith Karpen)警告说:“任何计划成功的可能性将会受到怀疑。”在3月给戈达德代理主管的信中,她提到戈达德在策划和管理先前的日-地计划时的成功,包括SOHO,但同时她也对围绕在对APL的选择上存在的“前所未有的保密程度”表示批评。

    研究人员、工业界的说客、国会的掌权者认为这一安排是古德林为了讨好一个有影响的立法者——密库斯基是NASA开支小组中最高级别的民主党人——以扶持她所在州的研究能力。有着3000名雇员的APL,已经发现最近几年他们主要依靠的军方合同正在不断减少。作为证据,一个工业界的人士引证在今年春季举行的有密库斯基参加的会上,她告诉APL的领导接受APL赢得合同的现实。“我们被告知不要扰乱计划,”一个工业界的官员补充道。但密库斯基对此矢口否认。“这其中没有任何的协议,”一个发言人说,“她没有做任何事来干预合同的分配。”

    有关合同的争论很快引起了共和党的注意。在听到工业界和研究团体对此事关注的风声之后,众议院科学委员会主席詹姆斯·辛辛布瑞纳(James Sensenbrenner)要求NASA的总检察员在4月对此事进行调查。6月,在辛辛布瑞纳的敦促下,众议院的开支小组拒绝为NASA拨款,在某种程度上是因为它的注意力一直集中在合同上。这个月的早些时候,NASA的总检察员发表了一份报告认为“NASA把唯一的供货合同给予APL理由不充分”。上周,辛辛布瑞纳写信给古德林要求他通过竞争消除盘旋在计划上的“疑云”。

    但是,诚如华盛顿政治让人难以捉摸的本性,一些国会的议员认为众议院的批评并非属实。取而代之的是,他们认为这些批评是所耍的手腕儿的一部分,以此在今年秋季两院通过NASA的预算时,赢得密库斯基和她的参议员同事在其它项目上的让步。

    另一方面,NASA和APL的主管认为这些批评被误导了。磁场物理学家、APL空间部主管汤姆·克里明吉斯(Tom Krimigis)说,“总检察员的报告是一个大误会”它掩盖了“真正的过失”。NASA的反应是这是“错误”的。NASA的管理人员说他们并没有放弃对给予APL的计划的控制并且总部将决定在哪儿个别的探测器将被建造。“许多人认为计划正完全归APL掌管,”NASA的一个官员说,“但这不是事实。”

    相反,NASA的官员说,决定把合同给予有着长期管理空间计划历史的APL,是以此来确保马里兰实验室在未来十年内保持它的空间探测能力。他们补充说,其它的组织,例如加州帕萨提那的喷气推进实验室(the Jet Propulsion Laboratory),已收到了类似的合同。

应用激烈的反映

    另一场论战也在滋生。当2月NASA的官员向职员详细介绍辛辛布瑞纳小组时,他们强调在这个计划中可得到的潜在的应用,包括及时发布通信由于太阳风暴而中断的警报。然而这个策略却带来了副作用。按照一参与者的说法,这一谈话的内容关系到利益,共和党“变得不合作了”。他们争辩道,如果这个计划主要以应用为目标而不是基础研究的话,那么国防部和国家海洋和大气管理局应该帮助支付费用。

电离层绘图者
目标:对地球大气层的影响
耗资:1.5亿美元
探测器数量:2-6
发射日期:2009

    经历了长期和艰苦的斗争才取得了对遥感地球资源卫星的控制权,NASA的官员对跨局的项目很谨慎,他们对这一建议表示惊讶。研究人员对此表示沮丧,他们又回想起在90年代中一场被拖延的有关基础研究和应用研究相对优点的争论。他们认为,“和一颗恒星一起生活”是一个力图弄清楚太阳与地球交互作用的项目而且应坚定的定位在基础研究上。卡潘说:“这是一个严肃的学科。”但她同时补充道,这个计划在应用上的作用也不应被忽视。NASA和研究人员正尝试做补救工作,但国会众议院的开支却把它的任务重点放在了应用上。

    另一个挑战是在短时间内要使计划的细节得到充实,并且赢得其它科研机构的援助。加快的时间表使许多研究人员感到有些手忙脚乱。其中一个说:“许多人对此很恼怒。”戈达德最近的计划没有被科学家广泛接受,他们担心大量的飞船和仪器没有被列入一个连贯的体系中。“‘和一颗恒星一起生活’是非常令人高兴的计划,但我们需要对其进行复查,”NASA的顾问克里斯丁森说,“有一种感觉,我们需要对此进行一次更系统的检查。”

    NASA的委斯伯承认存在着压力。他说:“大家都不很高兴。”为了提出意见和避免出现阻碍NASA火星计划的同种错误,宇航局设立了一个独立的顾问小组以帮助发展出一个更明晰、更可接受的计划。委斯伯说:“我们已经有了建筑区域,现在我们要让建筑师来确认他们是否彼此适合。”

    随着这一计划陷入争论,局外的科学家正面临着动员起来从事他们从未做过的工作,他们被要求利用这个计划的重要性来推动计划的进展。“我不认为他们的做法是非常有效的,”空间物理学家路易斯·兰则罗提(Louis Lanzerotti)说,“而且这太让人遗憾了。”科罗拉多的贝克希望这场论战成为大多数研究人员学习的经历。“在学会中只有一小部分人在政治上很活跃,”他说,“在多数情况下,事情顺利解决人们会很高兴的。”

    观察家预言密库斯基会在今年秋季为计划和APL赢得资金。如果这一结果成为事实,下一步就是把这一计划的科学价值最大化,同时不疏远那些出钱的政客。一个太阳物理学家说:“我十分不喜欢这比和APL的交易——我们认为它散发出铜臭味——但我也不希望‘和一颗恒星一起生活’计划搁浅。”克里斯丁森补充说:“我们真心希望这个计划被认可,因此我们不会用消极态度来破坏计划。”

    支持者们全力支持太阳研究学会去证明它可以在科学大联盟中发挥作用。“这是个伟大的计划,同时这也是一个真正的耻辱,它一开始就迈错了脚步,”国家科学基金会贝肯说,“让我们祝福它复原。”

   译自 《科学》2000-7

LIVING WITH A STAR:Controversy Flares Up Over NASA Solar Project
Chinese Version
By Andrew Lawler


 Solar scientists are scrambling to put their stamp on NASA's new Living With a Star initiative, a billion-dollar program to study the sun that faces obstacles in Congress

 Ancient astronomers thought the sun was the most important object in the heavens. But in recent times, solar astronomy has been left in the shade by dramatic images of celestial wonders ranging from colorful nebulae to channels cut by springlike seeps on Mars. NASA, the primary federal source of funding for studies of the sun and its impact on the solar system, devotes only about 10% of its annual $2 billion space science budget to such research.

 This year, however, was supposed to be solar physicists' moment in the sun. In February, the president requested a $20 million downpayment on a 12-year, $1-billion-plus effort, called Living With a Star, to launch a flotilla of satellites to study the sun and the streams of particles it hurls into space. The data are expected to give researchers critical insight into the sun's inner workings as well as a window on space weather, which has a profound effect on Earth's climate as well as terrestrial communications. The program seemed to have everything going for it, including the backing of space scientists, NASA chief Dan Goldin and the White House, and influential senators.

 But instead of ushering in a new dawn for solar science, the initiative has become mired in controversy that includes a bureaucratic tug-of-war, a debate over research goals, and questions about the propriety of a lucrative contract to manage it. The saga shows how, in the trenches of Washington politics, what seem like assets can quickly turn into liabilities, and how researchers must compete with other interests for organizing and running a big science program. NASA officials are convinced that the project will survive, but the rough-and-tumble politics have upset and perplexed the effort's scientific supporters, a community generally na?ve in the ways of Washington. "I thought I was buying a ticket to the ballet, but I ended up at a wrestling match," says Arthur Poland, the lead scientist for sun-Earth programs at NASA's Goddard Space Flight Center in Greenbelt, Maryland.

Solar Sentinels

Focus: Solar surface, wind, and seismology

Cost: $600 million

Spacecraft: Five

Launch Date: 2008-09

 What Poland and other researchers have proposed is a network of satellites ringing the sun and Earth that would monitor solar variability, solar wind, and the interactions of the sun with Earth's magnetosphere and ionosphere (see gallery of images). The first mission, a spacecraft with four main instruments to study solar dynamics, would be launched late in 2006. Two years later, NASA would begin launching several satellites to examine how the sun affects Earth's magnetic field and atmosphere, followed by a series of spacecraft that would closely circle the sun and study the solar cycle. "This will provide terrific data and great opportunities for scientists to understand space weather," says Richard Behnke, a program manager at the National Science Foundation (NSF). The price tag is estimated at $500 million over the next 5 years and between $1 billion and $1.5 billion over its lifetime, according to Gilberto Colon, the Goddard program manager.

 The idea for such a network goes back to the mid-1980s. But other missions with wider popular appeal, like the Hubble Space Telescope or Mars Pathfinder, repeatedly pushed it down the priority list. "We are a field accused of studying wiggles on a graph," says Dan Baker, a space physicist at the University of Colorado, Boulder. "To convey our work in a visual way was difficult." Graduate students were drawn to more vibrant fields, leaving in place gaps created by a spate of retirements. In addition, the field's interdisciplinary nature hindered an effective grassroots lobbying campaign. As a result, as other areas of space exploration blossomed, Baker laments, "we were going out of business."

 The turnaround came after Europe's Solar and Heliospheric Observatory (SOHO), launched in 1995, began returning stunning pictures taken by a Goddard telescope. Other small spacecraft have since filed other images. Researchers hoped to parlay the popularity of those pictures and interest in the current peak in solar activity into a 2002 budget initiative. But NASA did them one better. A presentation last August by George Withbroe, who manages NASA's sun-Earth programs, was so successful that Goldin decided to jam Living With a Star into this year's request, and the White House agreed.

Solar Dynamics Laboratory

Focus: Interior, dynamics of solar atmosphere

Cost: $300 million

Spacecraft: One

Launch Date: 2006

 Home-field advantage

 Maryland politicians, apprised in January of the new initiative, were enthusiastic. With a nod from the White House, Democratic Senators Barbara Mikulski and Paul Sarbanes announced the effort just before President Bill Clinton released his budget request on 7 February. "This means jobs today and jobs tomorrow," declared Mikulski. Nine days later, Goddard managers published a notice of their intent to award a sole-source contract to manage the project to the Johns Hopkins Applied Physics Laboratory (APL) in Laurel, Maryland. The contract, according to the notice, would run for 12 years and be worth $600 million.

 The announcement upset much of the solar science community. Goddard scientists, caught by surprise, wondered if the arrangement signaled a diminished role for their center. Industry officials complained that they were being blocked from competing for the contract. Republican House members bridled at a major government program moving forward without competition. The notice even rattled the White House, which sought an explanation.

Radiation Belt Mappers

Focus: Origin and dynamics of radiation belts

Cost: $150 million

Spacecraft: Two to six

Launch Date: 2008 

 "It was terrible," says Andrew Christensen, chair of NASA's sun-Earth advisory panel and a space physicist at The Aerospace Corp. in El Segundo, California. The decision, he says, "unfortunately has politicized the program." Judith Karpen, chair of the American Astronomical Society's solar physics division and a Naval Research Laboratory researcher, warned that "the likelihood for success for any mission will be greatly compromised" if APL is given control over the initiative. In a 3 March letter to William Townsend, Goddard deputy director, she also noted Goddard's success in planning and managing previous sun-Earth missions, including SOHO, and criticized "the unprecedented degree of secrecy" surrounding the choice of APL.

 Researchers, industry lobbyists, and congressional staffers see the arrangement as a bid by Goldin to curry favor with an influential legislator--Mikulski is the ranking Democrat on NASA's spending panel--by propping up a key research facility in her state. APL, with 3000 employees, has seen its mainstay military contracts dwindle in recent years. As evidence, an industry source cites a meeting this spring with Mikulski in which the senator told corporate leaders to accept the fact that APL had won. "We were told not to disrupt the program," adds one industry official. But Mikulski aides dismiss such talk. "There was no deal," says a spokesperson. "She has nothing to do with assigning contracts."

 The arguments over the contract quickly caught the attention of House Republicans. After getting wind of industry and research community concerns, Representative James Sensenbrenner (R-WI), who chairs the House Science Committee, asked NASA's Inspector General (IG) in April to look into the matter. In June, at Sensenbrenner's urging, the House spending panel with oversight of NASA's budget denied funding in part because of its concerns surrounding the contract. Earlier this month, NASA's IG issued a report finding "insufficient justification for NASA's decision to award this contract on a sole-source basis to APL." Last week, Sensenbrenner wrote a letter to Goldin asking him to "remove the cloud of uncertainty" hovering over the program by holding a competition.

 But, true to the smoke-and-mirrors nature of Washington politics, some congressional sources say the House criticism is not what it seems. Instead, they see the attacks as part of an effort to win concessions from Mikulski and her Senate colleagues on other programs when the two bodies meet this fall to hammer out NASA's 2001 budget.

 For their part, NASA and APL managers say that the criticism is misguided. "The IG's findings are a huge misunderstanding" riddled with "factual errors," says Tom Krimigis, a magnetosphere physicist and chief of APL's space department. A NASA response to the study labels it "inaccurate." NASA managers say they haven't ceded control over the project to APL, and that headquarters will decide where individual spacecraft will be built. "A lot of people assume this [means the initiative] is going lock, stock, and barrel to APL," says one agency official. "That's not the case."

 Instead, agency officials say the decision to award a management contract to APL, which has a long history of managing space projects, is intended to ensure that the Maryland lab retains its space capabilities over the next decade. Other organizations, such as APL's archrival, the Jet Propulsion Laboratory in Pasadena, California, have received similar contracts, they add.

 Applied backlash

 Another controversy over the program also stems from what seems at first glance like an asset. When NASA officials briefed staffers on Sensenbrenner's panel in February, they emphasized the potential applications that could flow from the program, including the ability to issue timely warnings of pending communications outages due to solar storms. That strategy appears to have backfired, however. Republican staffers "came unglued" by all the talk about benefits, according to one participant. If the effort was about applications rather than basic research, the staffers argued, then the Defense Department and the National Oceanic and Atmospheric Administration should help pay for it.

Ionospheric Mappers

Focus: Effects on Earth's atmosphere

Cost: $150 million

Spacecraft: Two to six

Launch Date: 2009

 NASA officials, wary of interagency programs after a long and bitter battle over control of the remote-sensing Landsat satellites (Science, 30 June, p. 2309), were horrified by the suggestion. Researchers were equally dismayed, flashing back to a protracted debate in the mid-1990s over the relative merits of basic and applied research. Living With a Star, they say, is an effort to understand the complex interactions of the sun and Earth and is firmly rooted in basic research. "There is elegant science to be done," says Karpen. But the applied side should not be ignored, she adds, contrasting it with other fields of astronomy that "have nothing to do with whether your cell phone works." NASA and outside researchers are trying to repair the damage, but the House spending bill takes the program to task for its emphasis on applications.

 Yet another challenge is the short time available to flesh out the program's details and win the research community's full backing. The accelerated timetable has left many researchers feeling left out of the process. "Many people are miffed," says one. The current Goddard plan has not been well received by many outside scientists, who worry that the myriad spacecraft and instruments don't add up to a coherent package. "The community is delighted with the idea of Living With a Star, but there is room for reexamination," says NASA adviser Christensen. "There is a feeling we need to take a more systematic look."

 NASA's Withbroe acknowledges that tension. "People are not terribly happy out there," he says. To address that concern and to avoid the kinds of mistakes that have hampered NASA's Mars program, the agency is creating an independent advisory panel to help develop a clearer and more acceptable plan. "We have the building blocks, and now we want to have a set of architects make sure they fit together," says Withbroe.

 With the program ensnarled in controversy, outside researchers face the task of mobilizing a field that has never before been asked to go to bat for a program of this magnitude. "I don't think this community is very effective," says Louis Lanzerotti, a space physicist with Lucent Technologies in Cherry Hill, New Jersey. "And it's a damn pity." Colorado's Baker expects the controversy to be a learning experience for most researchers. "Only a few people in the community have been [politically] active," he says. "For the most part, people have been a little too content to let things play out."

 Observers predict that Mikulski will triumph this fall in winning funding for the program and for APL. If that happens, the next step will be to maximize the project's scientific value without alienating the politicians who foot the bill. "We really don't like this [APL] deal--we think it stinks--but we don't want it to sink Living With a Star," says one solar physicist. Adds Christensen: "We want to get the program approved, so we don't want to torpedo it by being too negative."

 Proponents are rooting for the solar community to demonstrate that it can play in the scientific big leagues. "It's a great program, and it's a real shame it started off on the wrong foot," says NSF's Behnke. "Let's hope it recovers."

 

   Copied From July 2000,Science

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